Professional Certificate in Regulatory Compliance in Finance by MTF Institute
What you will learn
Introduction to Compliance
Regulatory Frameworks and Compliance Standards
Key requirements faced by banking institutions
Why compliance matters? Consequences of non-compliance
Methods of Risk Mitigation and Prevention of Compliance Violations
Emerging Trends and future Outlook in Regulatory Compliance
Why take this course?
Welcome to program: Executive Certificate in Business Management
Course provided by MTF Institute of Management, Technology and Finance
MTF is the global educational and research institute with HQ at Lisbon, Portugal, focused on business & professional hybrid (on-campus and online) education at areas: Business & Administration, Science & Technology, Banking & Finance.
MTF R&D center focused on research activities at areas: Artificial Intelligence, Machine Learning, Data Science, Big Data, WEB3, Blockchain, Cryptocurrency & Digital Assets, Metaverses, Digital Transformation, Fintech, Electronic Commerce, Internet of Things.
MTF is the official partner of: IBM, Intel, Microsoft, member of the Portuguese Chamber of Commerce and Industry, and resident of the incubator “The Fintech House of Portugal”.
MTF is present in 210 countries and has been chosen by more than 485 000 students.
By the end of this course, you will have a thorough understanding of the regulatory environment in which banking institutions operate globally and the tools needed to ensure compliance. This knowledge will empower you to navigate the complexities of regulatory compliance confidently and effectively.
In addition to these theoretical insights, you will gain practical knowledge crucial for a career in compliance area. You will be able to identify red flags as a real compliance officer, with the skills needed to detect and address potential compliance issues proactively.
Do you want to build a global career at the Wealth Management, Private Banking and Compliance?
Join our new course from globally recognized experts: Barbara Gutsch (15+ years of international experience in banking and finance, incl. 7+ years in Swiss private banking as risk and compliance manager) and Olga Margolin (17+ years in Swiss private banking industry, as top executive and business owner, managing international client relationships).
Agenda
- Regulatory Frameworks and Compliance Standards in a Nutshell
- Key Requirements faced by Banking Institutions
- Why Compliance Matters? Consequences of Non-Compliance
- Methods of Risk Mitigation and Prevention of Compliance Violations
- Emerging Trends and Future Outlook in Regulatory Compliance