CFA Level 2, Ethics and Standards of Professional Conduct

  • Post category:StudyBullet-3
  • Reading time:5 mins read

What you will learn

Study Session 1, Reading Assignments 1-3 of the CFA level 2 curriculum

Decode each standard and understand its application

Learn preparation techniques to score on this topic

Develop your intuition for answering application based questions

Description

A comprehensive course covering Code of Ethics and Standards of Professional conduct for CFA level 2. In this course we cover

  • Code of Ethics and Standards of Professional conduct
  • Guidance for Standards I-VII
  • Application of the Code and Standards
  • Practice questions with answers

This course simplifies the theoretical concepts in short easy to follow videos. It summarises the key points for effective retention. The content is power packed with examples and is designed to help you score on this topic. Throughout the course we discuss numerous case studies which help develop your intuition for answering the vignette style questions

Don’t let yourself become daunted by the extensive curriculum, I have got you covered.

A comprehensive course covering Code of Ethics and Standards of Professional conduct for CFA level 2. In this course we cover


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  • Code of Ethics and Standards of Professional conduct
  • Guidance for Standards I-VII
  • Application of the Code and Standards
  • Practice questions with answers

This course simplifies the theoretical concepts in short easy to follow videos. It summarises the key points for effective retention. The content is power packed with examples and is designed to help you score on this topic. Throughout the course we discuss numerous case studies which help develop your intuition for answering the vignette style questions

Don’t let yourself become daunted by the extensive curriculum, I have got you covered.

English
language

Content

Section 1
Intro
Exam Focus
Introduction to Ethics
Structure of the Professional Conduct Program
Overview of Code and Standards
Section 2
I.A.Knowledge of Law
I.B.Independence and Objectivity
I.C.Misrepresentation
I.D.Misconduct
II.A.Material Non-Public Information
II.B.Market Manipulation
III.A.Loyalty, Prudence and Care
III.B.Fair Dealing
III.C.Suitability
III.D.Performance Presentation
III.E.Preservation of Confidentiality
IV.A.Loyalty
IV.B.Additional Compensation Arrangements
IV.C.Responsibilities of Supervisor
V.A.Investment Analysis, Recommendations and Actions
V.B.Communication with Clients and Prospective Clients
V.C.Record Retention
VI.A.Disclosure of Conflict
VI.B.Priority of Transactions
VI.C.Referral Fees
VII.A.Conduct as Participants in CFA Institute Programs
VII.B.Reference to CFA Institute, CFA Designation and CFA Programs
Section 3
Ethical Decision Making Framework
Case Study I, The Glenarm Company
Case Study II, Preston Partners
Case Study III, Super Selection Advisors
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